Securities and Exchange Commission - PDFSEARCH.IO - Document Search Engine

Securities and Exchange Commission
Results: 36084

#	Item
541	MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d Add to Reading List Source URL: www.iosco.org Language: English - Date: 2016-05-11 17:59:35 Economy Financial regulation International Organization of Securities Commissions Finance Government Securities commission Securities Commission of New Zealand Security Trinidad and Tobago Securities and Exchange Commission Comisin Nacional del Mercado de Valores
542	Statement of Financial Condition Add to Reading List Source URL: primebroker.com Language: English - Date: 2015-08-27 11:43:46 U.S. Securities and Exchange Commission United States securities law Financial markets 73rd United States Congress Broker-dealer Fixed income market Securities Exchange Act Margin Net capital rule Securities Act
543	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.fanniemae.com Language: English - Date: 2016-05-04 19:20:22
544	SECURITIES INVESTOR PROTECTION CORPORATION 2015 Add to Reading List Source URL: www.sipc.org Language: English - Date: 2016-06-03 14:53:27 Finance Economy Money Self-regulatory organizations United States securities law Investment Securities Investor Protection Corporation Corporate crime Securities Investor Protection Act DoddFrank Wall Street Reform and Consumer Protection Act Broker-dealer U.S. Securities and Exchange Commission
545	jofi˙1597 jofi2009v2.clsv1.2u Standard LaTeX document class) JOFI Add to Reading List Source URL: www.q-group.org Language: English - Date: 2016-03-25 20:51:37 Financial regulation Stock market Short selling Corporate crime U.S. Securities and Exchange Commission Short Christopher Cox Hedge fund Security
546	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 20-F (Mark One) Add to Reading List Source URL: www.harvestenergy.ca Language: English - Date: 2016-04-29 13:14:37
547	Investors Applaud Federal Court Decision Denying Suspension of Conflict Mineral Reporting Rule Investors welcome the decision by the U.S. Court of Appeals for the D.C. Circuit to deny trade associations’ req Add to Reading List Source URL: www.ussif.org Language: English - Date: 2014-05-28 13:32:52 Economy Business Conflict resource Minerals DoddFrank Wall Street Reform and Consumer Protection Act Due diligence U.S. Securities and Exchange Commission Board of directors Investment
548	EBF_018792 - 2nd Draft EBF position on the proposal for a Regulation to revise the European Prospectus regime.docx Add to Reading List Source URL: www.ebf-fbe.eu Language: English - Date: 2016-02-23 11:12:57 Stock market Systemic risk U.S. Securities and Exchange Commission Financial markets European Union directives Prospectus Securities Act Markets in Financial Instruments Directive Security Bond Non-reporting issuer Initial public offering
549	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-07-28 15:51:22 Economy United States securities law Finance Money Employee Retirement Income Security Act Fiduciary North American Securities Administrators Association U.S. Securities and Exchange Commission DoddFrank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Financial adviser Securities regulation in the United States
550	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-01-29 09:29:26 United States securities law Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Registered Investment Adviser Broker-dealer Financial adviser North American Securities Administrators Association

UPDATE